Amending Directives (EU) 2009/65/EC, 2009/138/EC, 2011/61/EU, 2014/65/EU and (EU) 2016/97 as regards the Union retail investor protection rules

2023/0167(COD) · Ordinary legislative procedure

Procedure 2023/0167(COD) (ordinary legislative procedure) concerns “Amending Directives (EU) 2009/65/EC, 2009/138/EC, 2011/61/EU, 2014/65/EU and (EU) 2016/97 as regards the Union retail investor protection rules”; the committee responsible is ECON (Economic and Monetary Affairs). Ongoing: Plenary vote scheduled for 12 Nov 2026.

Reference
2023/0167(COD)
Type
Ordinary legislative procedure
Status
Ongoing, 1st reading
Lead
ECON Economic and Monetary Affairs
Rapporteur
Stéphanie Yon-Courtin (Renew, France)
Shadow rapporteurs
Jussi Saramo (The Left, Finland), Vladimir Prebilič (Greens/EFA, Slovenia), Eero Heinäluoma (S&D, Finland), Ralf Seekatz (EPP, Germany), Denis Nesci (ECR, Italy), Tomáš Kubín (PfE, Czechia)

Timeline

1st reading

  1. 10 Jul 2023: Proposal referred to plenary
  2. 9 Oct 2023: Parliamentary committee tabling report
  3. 20 Mar 2024: Adoption of a report by the EP committee responsible
  4. 2 Apr 2024: Tabling of a document to European Parliament plenary sitting
  5. 23 Apr 2024: Vote in European Parliament plenary sitting; Endorsement of the EP committee responsible decision to start interinstitutional negotiations by the EP plenary
  6. 12 Sep 2024: Appointment of a rapporteur
  7. 18 Mar 2025: Interinstitutional negotiation (6 times, most recently on 17 Dec 2025)
  8. 23 Jun 2026: Approval of the provisional agreement with the Council by the EP committee responsible
  9. 12 Nov 2026 (scheduled): Vote in plenary, provisional according to the agenda

Source: European Parliament, Open Data Portal (procedures, agendas, roll-call votes), CC BY 4.0, prepared by OpenRCV. Procedure file in the Legislative Observatory (OEIL)

Source: European Parliament, Open Data Portal (procedures, agendas, roll-call votes), CC BY 4.0. Names of steps, roles and procedure types from the European Parliament’s vocabulary.